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Question 1 of 10
1. Question
Who has a wealth of information at their fingertips since they are within the commerce of taking in, paying out, accounting for and recording the movement of cash?
Correct
Financial institutions and warranty officers has a wealth of information at their fingertips since they are within the commerce of taking in, paying out, accounting for and recording the movement of cash.
Incorrect
Financial institutions and warranty officers has a wealth of information at their fingertips since they are within the commerce of taking in, paying out, accounting for and recording the movement of cash.
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Question 2 of 10
2. Question
Financial institutions are required to keep records of customer accounts for five years while that rule?
Correct
Financial institutions are required to keep records of customer accounts for five years while that rule Might vary in different countries and location of the person
Incorrect
Financial institutions are required to keep records of customer accounts for five years while that rule Might vary in different countries and location of the person
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Question 3 of 10
3. Question
Conducting research on the internet is most effective when there is a clear understanding of?
Correct
Conducting research on the internet is most effective when there is a clear understanding of What web sources are considered reliable and What to search.
Incorrect
Conducting research on the internet is most effective when there is a clear understanding of What web sources are considered reliable and What to search.
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Question 4 of 10
4. Question
After the file has been made, the institution should report the activity to their regulatory agency, law enforcement, or both as defined by the applicable Of documents and.
Correct
After the file has been made, the institution should report the activity to their regulatory agency, law enforcement, or both as defined by the applicable Of documents and testimony and Both law enforcement and regulatory.
Incorrect
After the file has been made, the institution should report the activity to their regulatory agency, law enforcement, or both as defined by the applicable Of documents and testimony and Both law enforcement and regulatory.
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Question 5 of 10
5. Question
Who should have robust policies and procedures documenting the appropriate oversight of the investigations process and regulatory reporting requirements?
Correct
An institution and Head of the company should have robust policies and procedures documenting the appropriate oversight of the investigations process and regulatory reporting requirements?
Incorrect
An institution and Head of the company should have robust policies and procedures documenting the appropriate oversight of the investigations process and regulatory reporting requirements?
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Question 6 of 10
6. Question
Most countries define money laundering in terms of predicate Offences or?
Correct
Most countries define money laundering in terms of predicate Offences or against the laws and specified unlawful activities
Incorrect
Most countries define money laundering in terms of predicate Offences or against the laws and specified unlawful activities
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Question 7 of 10
7. Question
When considering whether or to what extent to bring a case against an institution involving money laundering-related charges, prosecutors will see at numerous factors, counting?
Correct
When considering whether — or to what extent — to bring a case against an institution involving money laundering-related charges, prosecutors will see at numerous factors, counting the institution has a criminal history and institution discovered and self-reported the money laundering-related issues
Incorrect
When considering whether — or to what extent — to bring a case against an institution involving money laundering-related charges, prosecutors will see at numerous factors, counting the institution has a criminal history and institution discovered and self-reported the money laundering-related issues
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Question 8 of 10
8. Question
Public recognition is imperative to the organization’s victory in maintaining?
Correct
Public recognition is imperative to the organization’s victory in maintaining public trust and public money.
Incorrect
Public recognition is imperative to the organization’s victory in maintaining public trust and public money.
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Question 9 of 10
9. Question
(FIUs) are mandatory national agencies?
Correct
(FIUs) are mandatory national agencies that handle financial intelligence and that deal with worth.
Incorrect
(FIUs) are mandatory national agencies that handle financial intelligence and that deal with worth.
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Question 10 of 10
10. Question
Who executed the first-ever MOU to facilitate the exchange of supervisory information in support of both agency’s AML/CFT missions?
Correct
National Banking and Securities Commission and (CNBV) executed the first-ever MOU to facilitate the exchange of supervisory information in support of both agency’s AML/CFT missions.
Incorrect
National Banking and Securities Commission and (CNBV) executed the first-ever MOU to facilitate the exchange of supervisory information in support of both agency’s AML/CFT missions.