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Question 1 of 10
1. Question
What are the records of the US Treasury’s Office of Foreign Assets Control’s are:
Correct
One of the best-known records is the US Treasury’s Office of Outside Resources Control’s (OFAC) Specially Designated Nationals and Blocked People (SDN) list.
Incorrect
One of the best-known records is the US Treasury’s Office of Outside Resources Control’s (OFAC) Specially Designated Nationals and Blocked People (SDN) list.
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Question 2 of 10
2. Question
Background screening of prospective and current workers, particularly for criminal history, what would the nation do?
Correct
Background screening of prospective and current workers, particularly for criminal history, is essential to keeping out undesirable workers and distinguishing those to be removed.
Incorrect
Background screening of prospective and current workers, particularly for criminal history, is essential to keeping out undesirable workers and distinguishing those to be removed.
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Question 3 of 10
3. Question
Before designing an AML/CFT compliance program or purchasing new technology, the financial institution should review:
Correct
Before designing an AML/CFT compliance program or obtaining modern innovation, the monetary institution should to audit the possibility, costs, and benefits to be determined from each course of action.
Incorrect
Before designing an AML/CFT compliance program or obtaining modern innovation, the monetary institution should to audit the possibility, costs, and benefits to be determined from each course of action.
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Question 4 of 10
4. Question
Which of the statement show Unusual customer identification circumstances?
Correct
Unusual Customer Identification circumstances are Customer changeless address is exterior of the institution’s benefit area The customer does not wish an explanation of his account or any mail sent to him.
Incorrect
Unusual Customer Identification circumstances are Customer changeless address is exterior of the institution’s benefit area The customer does not wish an explanation of his account or any mail sent to him.
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Question 5 of 10
5. Question
Which of the statement is true about the Unusual Cash Transaction?
Correct
Unusual Cash Transaction cash exchanges through night store boxes, particularly huge wholes that are not steady with the customer’s business large cash store containing numerous bigger category bills
Incorrect
Unusual Cash Transaction cash exchanges through night store boxes, particularly huge wholes that are not steady with the customer’s business large cash store containing numerous bigger category bills
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Question 6 of 10
6. Question
which statement is true about Wire transfers?
Correct
Wire exchanges are sent or received from the same person’s on different accounts.
Incorrect
Wire exchanges are sent or received from the same person’s on different accounts.
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Question 7 of 10
7. Question
Highlight the statement that’s true about Unusual Investment Action?
Correct
Unusual Investment Action Investor appears uninterested within the normal choices to be made around venture accounts, such as dangers, commissions, expenses or the reasonableness of the speculation vehicles. Customer cashes out annuities amid the “free look” period or surrenders the annuities early
Incorrect
Unusual Investment Action Investor appears uninterested within the normal choices to be made around venture accounts, such as dangers, commissions, expenses or the reasonableness of the speculation vehicles. Customer cashes out annuities amid the “free look” period or surrenders the annuities early
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Question 8 of 10
8. Question
Highlight the explanation that’s true about Unusual Employee Activity?
Correct
Unusual Employee Activity An employee helps exchanges where the character of the extreme recipient or counterparty is undisclosed. Employee dodges taking intermittent getaways.
Incorrect
Unusual Employee Activity An employee helps exchanges where the character of the extreme recipient or counterparty is undisclosed. Employee dodges taking intermittent getaways.
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Question 9 of 10
9. Question
What is the main setting for the Unusual Activity in an Insurance company?
Correct
Unusual Activity in an Insurance company setting are customer’s typical run of monetary riches or bequest arranging needs a person with no clear relationship to the policyholder.
Incorrect
Unusual Activity in an Insurance company setting are customer’s typical run of monetary riches or bequest arranging needs a person with no clear relationship to the policyholder.
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Question 10 of 10
10. Question
When and which Association of Securities Dealers (NASD), a self-regulatory organization that manages the NASDAQ Stock Advertise beneath the specialist of the US Securities and Exchange Commission, advertised in its “Special NASD Take note to Members” signs of suspicious activity to the securities field.
Correct
The Association of Securities Dealers (NASD), a self-regulatory organization that manages the NASDAQ Stock Advertise beneath the specialist of the US Securities and Exchange Commission, advertised in its “Special NASD Take note to Members” signs of suspicious activity to the securities field US National In 2002
Incorrect
The Association of Securities Dealers (NASD), a self-regulatory organization that manages the NASDAQ Stock Advertise beneath the specialist of the US Securities and Exchange Commission, advertised in its “Special NASD Take note to Members” signs of suspicious activity to the securities field US National In 2002